As filed with the Securities and Exchange Commission on August 13, 2025.
Registration No. 333-289337
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Amendment No. 1 to
FORM S-1
REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933
Velo3D, Inc.
(Exact name of registrant as specified in its charter)
Delaware | 3559 | 98-1556965 | ||
(State or other jurisdiction of incorporation or organization) |
(Primary Standard Industrial Classification Code Number) |
(I.R.S. Employer Identification Number) |
2710 Lakeview Court
Freemont, CA 94538
(408) 610-3915
(Address, including zip code, and telephone number, including area code,
of Registrant’s principal executive offices)
Nancy Krystal
Vice President, General Counsel
Velo3D, Inc.
270 Lakeview Court
Freemont, CA 94538
(408) 610-3915
(Name, address, including zip code, and telephone number, including area code, of agent for service)
Copies to:
Thomas M. Rose Nicole A. Edmonds Troutman Pepper Locke LLP 401 9th Street, N.W., Suite 1000 Washington, D.C. 20004 Tel: (202) 274-2950 |
David E. Danovitch Angela Gomes Sullivan & Worcester LLP 1251 Avenue of the Americas, 19th Floor New York, NY 10019 (202) 274-2950 |
Approximate date of commencement of proposed sale to the public: As soon as practicable after the effective date of this Registration Statement.
If any of the securities being registered on this Form are to be offered on a delayed or continuous basis pursuant to Rule 415 under the Securities Act of 1933, check the following box. ☐
If this Form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, please check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ☐
If this Form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ☐
If this Form is a post-effective amendment filed pursuant to Rule 462(d) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ☐
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company or an emerging growth company. See the definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company,” and “emerging growth company” in Rule 12b-2 of the Exchange Act.
Large accelerated filer ☐ | Accelerated filer ☐ | |
Non-accelerated filer ☒ | Smaller reporting company ☒ | |
Emerging growth company ☒ |
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act. ☐
The registrant hereby amends this registration statement on such date or dates as may be necessary to delay its effective date until the registrant shall file a further amendment which specifically states that this registration statement shall thereafter become effective in accordance with Section 8(a) of the Securities Act of 1933 or until the registration statement shall become effective on such date as the Commission acting pursuant to said Section 8(a), may determine.
EXPLANATORY NOTE
Velo3D, Inc. (the “Registrant”) is filing this Amendment No. 1 (this “Amendment”) to the Registration Statement on Form S-1 (File No. 333-289337) as an exhibits-only filing to include Exhibits 1.1, 5.1 and 23.3. Accordingly, this Amendment consists only of the facing page, this explanatory note, and Item 16 of Part II of the Registration Statement, including the signature page and exhibit index. The prospectus is unchanged and has been omitted.
Item 16. Exhibits and financial statement schedules.
(a) | Exhibits. |
The exhibits listed below are filed as part of this registration statement.
The exhibits to the Registration Statement are listed in the Exhibit Index attached hereto and incorporated by reference herein.
Exhibit Number | Exhibit Title | Form | Exhibit | Filing Date | Filed Herewith | |||||
10.48 | Form of Exchange Agreement for the Highbridge Holders and the Anson Holders | 8-K | 10.1 | 02/24/2025 | ||||||
10.49 | Form of Exchange Agreement for the High Trail Holders | 8-K | 10.2 | 02/24/2025 | ||||||
10.50 | Form of Lock-Up Agreement | 8-K | 10.3 | 02/24/2025 | ||||||
16.1 | Letter from PricewaterhouseCoopers LLP dated November 27, 2024 | 8-K | 16.1 | 11/27/2024 | ||||||
21.1 | List of Subsidiaries | 10-K | 21.1 | 04/03/2024 | ||||||
23.1 | Consent of PricewaterhouseCoopers LLP, independent registered public accounting firm | S-1 | 23.1 | 08/07/2025 | ||||||
23.2 | Consent of Frank, Rimerman + Co. LLP, independent registered public accounting firm | S-1 | 23.2 | 08/07/2025 | ||||||
23.3 | Consent of Troutman Pepper Locke LLP (included in Exhibit 5.1) | X | ||||||||
24.1 | Power of Attorney (included on Signature Page) | S-1 | 24.1 | 08/07/2025 | ||||||
101.INS | Inline XBRL Instance Document – the instance document does not appear in the Interactive Data File because XBRL tags are embedded within the Inline XBRL document | S-1 | 101.INS | 08/07/2025 | ||||||
101.SCH | Inline XBRL Taxonomy Extension Schema Document | S-1 | 101.SCH | 08/07/2025 | ||||||
101.CAL | Inline XBRL Taxonomy Extension Calculation Linkbase Document | S-1 | 101.CAL | 08/07/2025 | ||||||
101.DEF | Inline XBRL Taxonomy Extension Definition Linkbase Document | S-1 | 101.DEF | 08/07/2025 | ||||||
101.LAB | Inline XBRL Taxonomy Extension Label Linkbase Document | S-1 | 101.LAB | 08/07/2025 | ||||||
101.PRE | Inline XBRL Taxonomy Extension Presentation Linkbase Document | S-1 | 101.PRE | 08/07/2025 | ||||||
104 | Cover Page Interactive Data File (embedded within the Inline XBRL document) | S-1 | 104 | 08/07/2025 | ||||||
107 | Filing Fee Table | S-1 | 107 | 08/07/2025 |
† Portions of this exhibit (indicated with markouts) have been redacted in accordance with Item 601(b)(10)(iv).
* Indicates a management contract or compensatory plan.
Pursuant to the requirements of the Securities Act, the registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Fremont, State of California, on August 13, 2025.
VELO3D, INC. | ||
By: | /s/ Arun Jeldi | |
Arun Jeldi | ||
Chief Executive Officer |
Pursuant to the requirements of the Securities Act of 1933, as amended, this registration statement on Form S-1 has been signed by the following persons in the capacities and on the dates indicated.
Signature | Title | Date | ||
/s/ Arun Jeldi | Chief Executive Officer and Director | August 13, 2025 | ||
Arun Jeldi | (Principal Executive Officer) | |||
/s/ Hull Xu | Chief Financial Officer | August 13, 2025 | ||
Hull Xu | (Principal Financial and Accounting Officer) | |||
* | Director | August 13, 2025 | ||
Jason Lloyd | ||||
* | Director | August 13, 2025 | ||
Adrian Keppler | ||||
* | Director | August 13, 2025 | ||
Stefan Krause | ||||
* | Director | August 13, 2025 | ||
Kenneth Thieneman |
*By: | /s/ Hull Xu | |
Hull Xu | ||
Attorney-in-fact |