As filed with the Securities and Exchange Commission on April 7, 2025

 

Registration No. 333-    

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

FORM S-8

 

REGISTRATION STATEMENT

UNDER THE

SECURITIES ACT OF 1933

 

VELO3D, INC.

(Exact name of Registrant as specified in its charter)

 

Delaware   98-1556965

(State or other jurisdiction

of incorporation or organization)

 

(I.R.S. Employer

Identification No.)

 

2710 Lakeview Court
Fremont, California 94538

(Address of Principal Executive Offices) (Zip Code)

 

VELO3D, INC. 2021 EQUITY INCENTIVE PLAN

VELO3D, INC. 2021 EMPLOYEE STOCK PURCHASE PLAN

(Full title of the plan)

 

The Corporation Trust Company

Corporation Trust Center

1209 Orange Street

Wilmington, Delaware 19801

(Name and address of agent for service)

 

(302) 658-7581

(Telephone number, including area code, of agent for service)

 

Indicate by check mark whether the Registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company, or an emerging growth company. See definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company,” and “emerging growth company” in Rule 12b-2 of the Exchange Act.

 

Large accelerated filer   Accelerated filer
         
Non-accelerated filer   Smaller reporting company
         
    Emerging growth company

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act. ☐

 

 

 

 

 

 

REGISTRATION OF ADDITIONAL SHARES PURSUANT TO GENERAL INSTRUCTION E

 

Pursuant to General Instruction E of Form S-8, Velo3D, Inc., a Delaware corporation (the “Registrant”), is filing this registration statement on Form S-8 (the “Registration Statement”) with the Securities and Exchange Commission (the “Commission”) to register (a) 9,745,471 additional shares of common stock, par value $0.00001 per share (the “Common Stock”), available for issuance under the Velo3D, Inc. 2021 Equity Incentive Plan (the “2021 EIP”), pursuant to the evergreen provisions of the 2021 EIP providing for an annual 5% automatic increase in the number of shares reserved for issuance under the 2021 EIP, and (b) 1,949,094 additional shares of Common Stock available for issuance under the Velo3D, Inc. 2021 Employee Stock Purchase Plan (the “2021 ESPP”), pursuant to the evergreen provisions of the 2021 ESPP providing for an annual 1% automatic increase in the number of shares reserved for issuance under the 2021 ESPP.

 

In accordance with General Instruction E of Form S-8, this Registration Statement hereby incorporates by reference the contents of the Registrant’s prior registration statements on Form S-8 filed with the Commission on December 6, 2021 (Registration No. 333-261508) (including the reoffer prospectus contained therein), March 28, 2022 (Registration No. 333-263895), March 20, 2023 (Registration No. 333-270695), and April 3, 2024 (Registration No. 333-278497) (including the post-effective amendment thereto) except to the extent supplemented, amended or superseded by the information set forth herein.

 

 

 

 

PART II

 

Information Required in the Registration Statement

 

Item 3. Incorporation of Documents by Reference.

 

The following documents filed by the Registrant with the Commission pursuant to the Securities Act and the Securities Exchange Act of 1934, as amended (the “Exchange Act”), are incorporated herein by reference:

 

(a) the Registrant’s Annual Report on Form 10-K for the year ended December 31, 2024 filed with the Commission on March 31, 2025 pursuant to Section 13 of the Exchange Act;

 

(b) the Registrant’s Current Reports on Form 8-K filed with the Commission on January 10, 2025, February 12, 2025, and February 24, 2025;

 

(c) all other reports filed pursuant to Section 13(a) or 15(d) of the Exchange Act since the end of the fiscal year covered by the Registrant’s Annual Report on Form 10-K referred to in (a) above; and

 

(d) the description of the Registrant’s Common Stock contained in the Registrant’s Registration Statement on Form 8-A filed with the Commission on December 2, 2020, as updated by the description of the Registrant’s Common Stock contained in Exhibit 4.6 to the Registrant’s Annual Report on Form 10-K referred to in (a) above, and including any subsequent amendments or reports filed for the purpose of updating such description.

 

All documents filed by the Registrant pursuant to Section 13(a), 13(c), 14 or 15(d) of the Exchange Act subsequent to the filing of this Registration Statement and prior to the filing of a post-effective amendment which indicates that all securities offered hereby have been sold or which deregisters all securities then remaining unsold, shall be deemed to be incorporated by reference into this Registration Statement and to be a part hereof from the date of filing such documents, except documents or information deemed to have been furnished and not filed in accordance with the rules of the Commission. Unless expressly incorporated into this Registration Statement, a report deemed to be furnished but not filed on Form 8-K prior or subsequent to the date hereof shall not be incorporated by reference into this Registration Statement. Any statement contained in a document incorporated or deemed to be incorporated by reference herein shall be deemed to be modified or superseded for purposes of this Registration Statement to the extent that a statement contained in any subsequently filed document which also is deemed to be incorporated by reference herein modifies or supersedes such statement.

 

 

 

 

Item 8. Exhibits.

 

Exhibit       Incorporated by Reference   Filed
Number   Exhibit Description   Form   File No.   Exhibit   Filing Date   Herewith
4.1   Certificate of Incorporation of Velo3D Inc.   8-K   001-39757   3.1   October 5, 2021    
                         
4.2   Certificate of Amendment to the Certificate of Incorporation of Velo3D, Inc.   8-K   001-39757   3.1   June 9, 2023    
                         
4.3   Certificate of Amendment to the Certificate of Incorporation of Velo3D, Inc.   8-K   000-39757   3.1   June 12, 2024    
                         
4.3   Second Amended and Restated Bylaws of Velo3D, Inc.   8-K   001-39757   3.1   December 26, 2024    
                         
5.1   Opinion of Troutman Pepper Locke LLP                   X
                         
23.1   Consent of Frank, Rimerman + Co., independent registered public accounting firm                   X
                         
23.2   Consent of PricewaterhouseCoopers LLP, independent registered public accounting firm                   X
                         
23.3   Consent of Troutman Pepper Locke LLP (contained in Exhibit 5.1)                   X
                         
24.1   Power of Attorney (included on the signature page of this Registration Statement)                   X
                         
99.1   2021 Equity Incentive Plan   8-K   001-39757   10.5   October 5, 2021    
                         
99.2   Form of Option Award Agreement   8-K   001-39757   10.6   October 5, 2021    
                         
99.3   Form of RSU Award Agreement   8-K   001-39757   10.7   October 5, 2021    
                         
99.4   Form of Rollover Option Award Agreement   8-K   001-39757   10.8   October 5,2021    
                         
99.5   Form of Restricted Stock Award Agreement   8-K   001-39757   10.9   October 5, 2021    
                         
99.6   Form of Stock Appreciation Right Award Agreement   8-K   001-39757   10.10   October 5, 2021    
                         
99.7   Form of Stock Bonus Award Agreement   8-K   001-39757   10.11   October 5,2021    
                         
99.8   Form of Performance Shares Award Agreement   8-K   001-39757   10.12  

October 5, 2021

   
                         
99.9   2021 Employee Stock Purchase Plan   8-K   001-39757   10.13  

October 5, 2021

   
                         
107   Filing Fee Table                   X

 

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Act, the Registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Fremont, State of California, on the 7th day of April, 2025.

 

  VELO3D, INC.
   
    /s/ Arun Jeldi
  By: Arun Jeldi
    Chief Executive Officer

 

POWER OF ATTORNEY

 

KNOW ALL PERSONS BY THESE PRESENTS, that each person whose signature appears below hereby constitutes and appoints Arun Jeldi and Hull Xu, and each of them, as his or her true and lawful attorneys-in-fact, proxies and agents, each with full power of substitution and resubstitution and full power to act without the other, for him or her in any and all capacities, to sign any and all amendments to this registration statement (including post-effective amendments or any abbreviated registration statement and any amendments thereto filed pursuant to Rule 462(b) increasing the number of securities for which registration is sought), and to file the same, with all exhibits thereto and other documents in connection therewith, with the Securities and Exchange Commission, granting unto said attorneys-in-fact, proxies and agents full power and authority to do and perform each and every act and thing requisite and necessary to be done in connection therewith, as fully for all intents and purposes as he or she might or could do in person, hereby ratifying and confirming all that said attorneys-in-fact, proxies and agents, or their or his or her substitute or substitutes, may lawfully do or cause to be done by virtue hereof.

 

Pursuant to the requirements of the Securities Act, this Registration Statement has been signed by the following persons on behalf of the Registrant in the capacities and on the dates indicated.

 

Signature   Title   Date
         
/s/ Arun Jeldi

 

Chief Executive Officer and Director

  April 7, 2025
Arun Jeldi   (Principal Executive Officer)    
         
/s/ Hull Xu   Chief Financial Officer   April 7, 2025
Hull Xu   (Principal Financial and Accounting Officer)    
         
/s/ Bradley Kreger   Chief Operating Officer and Director   April 7, 2025
Bradley Kreger        
         
/s/ Michael Idelchik

  Director   April 7, 2025
Michael Idelchik        
         
/s/ Adrian Keppler

  Director   April 7, 2025
Adrian Keppler        
         

/s/ Stefan Kraus

  Director   April 7, 2025
Stefan Kraus